These two are closer than any other pair in the shell and tube family. Both give you a removable bundle and both absorb thermal expansion. The decision comes down to whether you need to rod the tubes.
A floating head lets the rear tubesheet move axially inside the shell. Tubes are straight, so they can be cleaned end to end, and the bundle still comes out for shell-side access. It is the most capable construction and the most expensive.
The deciding question. Does the tube-side stream foul in a way that needs mechanical cleaning? If yes, floating head, because a U-bend cannot be rodded. If no, U-tube, because you are paying for a capability you will never use.
A rear tubesheet free to move axially inside the shell. It gives a removable, straight-tube bundle that can be rodded, at the cost of a second tubesheet, a rear head and an internal gasketed joint.
Joint count at pressure. A floating head has a rear pressure-boundary joint that moves in service and must stay sealed. A U-tube has none. As pressure rises that difference becomes a strong cost and reliability argument for the U-tube.
Types of floating head. Split-ring is the usual choice where both expansion and shell-side cleaning are needed. Pull-through is simpler to maintain because the bundle comes out whole, but carries fewer tubes due to the annular clearance. Packed and outside-packed designs are cheaper and are limited to fluids that are neither toxic nor volatile, because the packing can leak.
A floating head's rear tubesheet moves as the bundle grows, and the seal has to hold while it does. That joint sits inside the shell, so a leak lets the two fluids mix internally where nothing external indicates it.
On a corrosive or hazardous shell-side fluid this matters twice over: the joint is harder to inspect and the consequence of a leak is higher. A U-tube bundle simply does not have this component.
Into the second tubesheet, the floating head cover and backing ring, the rear shell cover, and the machining that lets all of it seal while it moves. None of those parts add heat transfer surface; they exist so the tubes can be straight. On a clean tube-side duty you are buying a rear assembly that will be gasketed, bolted and then never opened. The shell cover alone is often the heaviest single component handled during maintenance. A U-tube bundle has one tubesheet, one head and a shell that needs nothing behind it.
If chemical cleaning restores the clean-condition pressure drop and outlet temperature, you do not need rodding and a U-tube serves the duty. Scale, biological film and most organic deposits respond to circulated chemicals. What does not respond is hard, bonded material such as coke, polymer or calcium sulfate laid down above it's solubility limit, and fibrous or particulate plugs that physically block tubes. If you have chemically cleaned an existing exchanger and still see high tube-side pressure drop afterward, that is the signature of a mechanical cleaning requirement, and it points to floating head.
Yes, because the floating head gasket sits inside the shell, so a leak mixes the two streams internally with nothing dripping outside. The first sign is usually a chemistry change: conductivity rising in condensate, process fluid appearing in cooling water, or a tube-side outlet temperature that no longer matches the shell-side heat balance. On a U-tube unit every gasketed joint is at the front head on the outside, so a leak shows as a visible weep at the flange. For hazardous or corrosive shell fluids that external visibility is the argument HeatX makes most often.
Cleaning access, expansion joints and thermal cycling.
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One tubesheet and one head, against rodding the bend.
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Approach temperature and footprint against pressure limits.
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